Key features

  • ID Check

    • 24/7 check of all ID’s against fraud databases
    • On request, online identification of your customers

  • Sanction screening

    • Ongoing screening of all relevant names, countries, activities and products against national and international sanction lists

  • PEP Check

    • Client database check on a daily bases against all international PEP lists
    • 2nd and 3rd category PEP based on client research analysis

  • Background client research

    • Full background research on clients and related parties
    • UBO integrity reports

  • UBO structure analysis

    • Structure charts
    • Network analysis
    • Verification of ownership and business networks

  • Transation monitoring

    • Dynamic transaction profiles
    • Ongoing transaction monitoring
    • Reporting unusual transactions

  • Incident report

    • Incident registers and standard incident reporting
    • Root cause analysis reports

  • Document management

    • Systematic filing of client documents
    • On site preview of attached files

  • Asset overview

    • Overview of all client structure assets
    • Related party structure charts

  • Risk analysis

    • System generated risk analyses on client structures
    • Manual risk analysis on individuals
    • SIRA (systematic integrity risk analysis) on company level

  • Compliance reviews

    • System generated reports on missing data
    • Online feedback on client files by real-time compliance officers

  • Policies & Procedures

    • Complete set of policies & procedures
    • Compliance- and auditprogram
    • Education plan

Consultancy

The FirmQ consultants can support you with custom made advice on a broad spectrum of compliance related topics. Furthermore, we can assist you with license requirements and contact with your national supervisors.

Interested? Contact us!

Some of our Preferred Customers

Our business suppliers

The FirmQ compliance back office connects relevant data of our clients with external databases and ID control systems. Some of our business suppliers are